Which of the following is not a basic purpose of either the Securities Act of 1933 or the Securities Exchange Act of 1934 as discussed in the text?To regulate insiders, professional sellers of securities, securities exchanges, and other self-regulatory securities organizationsTo impose liability on those persons who make inadequate and erroneous disclosures of informationTo require the disclosure of meaningful information about a security and its issuer to allow investors to make intelligent investment decisionsTo create transparency for the general public to deter white-collar crime

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19-12-2022
Business

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Which of the following is not a basic purpose of either the Securities Act of 1933 or the Securities Exchange Act of 1934 as discussed in the text?To regulate insiders, professional sellers of securities, securities exchanges, and other self-regulatory securities organizationsTo impose liability on those persons who make inadequate and erroneous disclosures of informationTo require the disclosure of meaningful information about a security and its issuer to allow investors to make intelligent investment decisionsTo create transparency for the general public to deter white-collar crime

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Tutorconsortium431 Tutorconsortium431 · Answer 1 · 2022-12-24T03:44:26-05:00

The 1933 Act regulates the purchasing and registering of securities. Following their issuance, the 1934 Act governs trading in those securities. A Securities Exchange Commission oversees both.

What does the term "security exchange" mean?

An exchange wherein stockbrokers and traders can purchase and sell assets, including such shares of stock, bonds, and other financial instruments, is known as a stock exchange, stock market, or bourse.

What distinguishes the stock exchange from the security exchange?

A stock market is an assembly of stock exchanges in which the issuance, purchase, and sale of securities are conducted. Stockbrokers and traders congregate at stock exchanges to buy and sell shares.

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