Noah3117 Noah3117

03-01-2023
Business

Answered

a federal covered investment adviser has which of the following obligations regarding the state in which it maintains its principal place of business? it must notify the administrator of its sec registration. it must pay state-required filing fees. its adviser representatives are exempt from state-required exams. it must maintain net worth equal to the higher of federal requirements or those of the state. a) i, ii, iii, and iv b) ii only c) i and ii d) i only

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