Werkrat9003 Werkrat9003

23-12-2022
Social Studies

Answered

The Administrator may issue a stop order, denying effectiveness to registration of a new issue, for all of the following reasons EXCEPT:
A. the offering is made with unreasonable amounts of underwriter's compensation
B. the offering is being made on terms that are inequitable to investors
C. the offering is subject to a stop order in another State
D. a fact known to the Administrator when the registration became effective causes the Administrator to issue a stop order 60 days later

Answer :

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