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02-11-2022
Business

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a generic ad for an investment company placed by a broker-dealer would contain a) the name of the broker-dealer placing the ad but not the name of the investment company. b) the name of the investment company but not the name of the broker-dealer. c) both the name of the investment company and the name of the broker-dealer. d) neither the name of the investment company nor the name of the broker-dealer.

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